Supports operations/responsibilities of BSA Officer as directed.Īcts as back up to critical functions of BSA Officer when they are not availableĪs an integral member of the FIU, this position is responsible to provide assistance wherever necessary to help the FIU and the Bank in achieving their annual goals.Īttends committee/team meetings as required.Īssist with development of training materials, providing training to analyst staff, and support functions of the FIU as needed. Provides BSA-related subject matter expertise and guidance to internal clients and other team members. Maintains current knowledge on BSA and AML best practices and related regulatory matters. BSA Officer to help FIU Team members enhance their knowledge, skill sets, and competencies to best achieve their goals. Provides other supervisory support in the FIU on matters such as PEP and High Risk Client CDD and EDD. Helps review investigation summary reports, case dispositions, and other work dispositions submitted by BSA Analysts as needed. Makes recommendations and coordinates communication with appropriate law enforcement agencies.Īcts as contact person for 314b information sharing program, and assigns reviews/investigations related to requests.Įnsures review and compliance with law enforcement requests and criminal subpoenas. Oversees the SAR Tracking and Re-Filing process.Įnsures quality control for SAR filing decisions. Reviews Suspicious Activity Reports and ensures completion and submission to FinCEN. Works with the FIU Team and other FIU partners to ensure that investigations are initiated or possibly escalated if appropriate, and that investigations are conducted within defined FIU processes and procedures using a risk-based approach. Oversees prioritizing and managing of FIU investigations conducted by the FIU Analysts.Īssists the BSA Officer in managing the performance of the BSA Analyst team.Īssures the caseload and performance of FIU BSA Analysts are managed appropriately.
0 Comments
Leave a Reply. |
AuthorWrite something about yourself. No need to be fancy, just an overview. ArchivesCategories |